DEEP CURRENTS PORTFOLIO
| Asset Class | Symbol | Allocated | Date | Entry Price | Shares | Bias | Long or Short | Stop Loss | At Risk | Exit Date | Exit Price | P/L | Column1 | Column2 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Equities | XLY | 7/2/2024 | 530 | 3.0 | Bullish | Long | 1590 | 7/11/2024 | $720.00 | 26July24 183C Long (as part of a vertical) | ||||
| Equities | XLY | 7/2/2024 | 230 | 3.0 | Bullish | Short | 690 | 7/11/2024 | -$270.00 | 26 July24 188C Short ( as part of a vertical) | ||||
| Equities | XLF | 6/18/2024 | 37 | 3.0 | bullish | short | 111 | 7/12/2024 | -$81.00 | 19Jul24 42C short call against line 3 (covered call ) | ||||
| Equities | XLC | 6/25/2024 | 85.79 | 200.0 | Bullish | Long | 438 | 7/17/2024 | $70.00 | |||||
| Equities | XLC | 6/25/2024 | 60 | 2.0 | Bullish | Short | 120 | 7/17/2024 | $98.00 | 19Jul24 87.50C Short call against line 5 (covered call) | ||||
| Equities | XLF | 7/12/2024 | 36 | 3.0 | bullish | short | 108 | 7/17/2024 | -$213.00 | Rolled July Short call into 2Aug24 43C | ||||
| Equities | XBI | 7/9/2024 | 288 | 1.0 | Bullish | Short | 288 | 7/18/2024 | -$162.00 | Short call as part of buy write 16Aug24 95C | ||||
| Equities | XLF | 6/18/2024 | 41.27 | 300.0 | Bullish | long | 408 | 7/22/2024 | $459.00 | If it gaps down or moves more than about 5 cents on XLF, do not take the trade . (adjust for dividend) Moved our hard stop to PSAR on 07/16 | ||||
| Equities | KO | 7/16/2024 | 134 | 1.0 | Bullish | short | 7/22/2024 | 8 | Selling a Cash Secured short put 16Aug24 65P | |||||
| Equities | XLF | 7/17/2024 | 67 | 3.0 | bullish | short | 201 | 7/22/2024 | 120 | Rolled July Short call into 16Aug24 44C | ||||
| Equities | WYNN | 7/2/2024 | 157 | 10.0 | Bearish | Short | 1570 | 7/23/2024 | 1390 | 2Aug24 89C Short as part of a vertical | ||||
| Equities | WYNN | 7/2/2024 | 126 | 10.0 | Bearish | Long | 1260 | 7/23/2024 | -1130 | 2Aug24 90C Long as part of a vertical | ||||
| Equities | CCL | 7/16/2024 | 19.16 | 100.0 | Bullish | Long | 96 | 7/24/2024 | -96 | Long stock with the intent of selling a short call at next resistance | ||||
| Equities | Z | 7/23/2024 | 355 | 5.0 | Bullish | short | 330 | 7/24/2024 | -1125 | short put willing to be assigned 23Aug24 52P | ||||
| Equities | XBI | 7/9/2024 | 94.23 | 100.0 | Bullish | Long | 501 | 7/30/2024 | 500 | Doing a buy write or buying the stock selling the call at the money | ||||
| Equities | XBI | 7/18/2024 | 230 | 1.0 | Bullish | Short | 230 | 7/30/2024 | -85 | Rolled into 30Aug24 100C | ||||
| Equities | XLU | 7/16/2024 | 292 | 6.0 | Bullish | long | 7/31/2024 | 1608 | XLU long Call vertical 16Aug24 68C we have a limit order at $2.60 to close out the vertical . We closed out for $2.99 but we will put $2.60 to represent the limit order | |||||
| Equities | XLU | 7/16/2024 | 103 | 6.0 | Bullish | Short | 7/31/2024 | -1182 | XLU long Call vertical 16Aug24 71C | |||||
| Equities | MS | 7/30/2024 | 268 | 1.0 | Bullish | Short | 8/5/2024 | -782 | Short put, willing to be assinged, soft stop 100 30Aug24 103P | |||||
| Equities | UNH | 7/30/2024 | 760 | 1.0 | Bullish | Short | 8/5/2024 | 175 | Short as part of Diag 16Aug24 585C | |||||
| Equities | TLT | 7/30/2024 | 93.83 | 100.0 | Bullish | Long | 283 | 8/6/2024 | 288 | Long stock, will sell calls later, hard stop at 91.00 | ||||
| Equities | TLT | 8/5/2024 | 120 | 1.0 | Bullish | Short | 8/6/2024 | 69 | Sold a call against TLT as part of a covered call | |||||
| Equities | PINS | 8/6/2024 | 248 | 3.0 | Bearish | Long | 8/13/2024 | -186 | Long put as part of Diag 20Sep24 31P | |||||
| Bonds | PINS | 8/6/2024 | 53 | 3.0 | Bearish | short | 8/13/2024 | 111 | short put as part of Diag 23Aug24 28P | |||||
| Bonds | UNH | 8/5/2024 | 1055 | 1.0 | Bullish | Short | 8/14/2024 | 235 | Rolled up and out on 8/14 | |||||
| Equities | MS | 8/5/2024 | 720 | 1.0 | Bullish | Short | 8/15/2024 | 606 | Short put, willing to be assinged, soft stop 100 6Sep24 99P | |||||
| Equities | DIA | 7/30/2024 | 535 | 1.0 | Bullish | Short | 8/16/2024 | 220 | 30Aug24 407P part of short put vetical | |||||
| Commodities | DIA | 7/30/2024 | 355 | 1.0 | Bullish | Long | 8/16/2024 | -197 | 30Aug24 402P part of short put vertical | |||||
| Bonds | CVNA | 8/13/2024 | 610 | 1.0 | Bullish | short | 8/16/2024 | -525 | Sold 13Sep24 152.50C | |||||
| Equities | XOM | 8/6/2024 | 114.1 | 100.0 | Bullish | Long | 190 | 8/20/2024 | 191 | Adjusted the basis down 95cents from 115.05 to 114.10 to adjust for dividend received | ||||
| Equities | XLP | 8/6/2024 | 63 | 2.0 | Bullish | short | 8/20/2024 | -92 | Short call as part of diag 23Aug24 80C | |||||
| Equities | XOM | 8/12/2024 | 259 | 1.0 | Bullish | Short | 8/20/2024 | 143 | Sold call against the long stock 13Sep24 119C | |||||
| Equities | UNH | 7/30/2024 | 2980 | 1.0 | Bullish | Long | 8/22/2024 | -780 | Long as part of Diag 20Sep24 560C | |||||
| Equities | UNH | 8/14/2024 | 870 | 1 | Bullish | Short | 8/22/2024 | 490 | Rolled the short call into 6Sep24 590C | |||||
| Equities | XLP | 8/6/2024 | 405 | 2.0 | Bullish | long | 8/27/2024 | 580 | Long Call as part of Diag 20Sep24 76C | |||||
| Equities | XLP | 8/20/2024 | 50 | 2.0 | Bullish | short | 8/27/2024 | -254 | Rolled short call into 6Sep24 81.50C | |||||
| Equities | EBAY | 8/20/2024 | 273 | 2.0 | Bullish | Long | 8/28/2024 | 154 | Bought th 27Sep24 55C will wait to sell calls if price breaks resist | |||||
| Fixed Income | CVNA | 8/16/2024 | 925 | 1.0 | Bullish | short | 8/29/2024 | 480 | Rolled short call into 20Sep24 160C | |||||
| Equities | CVNA | 8/13/2024 | 144.26 | 100.0 | Bullish | Long | 494 | 8/29/2024 | 711 | Long stock and buy write covered call | ||||
| Commodities | MO | 8/13/2024 | 82 | 1.0 | Bullish | Long | 8/30/2024 | -76 | Long Put 13Sep24 51P as protective put to own stock and dividend | |||||
| Equities | XLU | 8/13/2024 | 85 | 1.0 | Bullish | Short | 9/3/2024 | -48 | Sold 13Sep24 75.50C as part of covered call | |||||
| Equities | ENPH | 8/27/2024 | 1740 | 1.0 | Bullish | Long | 9/3/2024 | -590 | Created a long diagnol as a utilties of fixed income substitute Long 18Oct24 110C | |||||
| Equities | ENPH | 8/27/2024 | 510 | 1.0 | Bullish | Short | 9/3/2024 | 327 | short side of diagonal 20Sep24 126C | |||||
| Equities | RIO | 8/27/2024 | 64 | 100.0 | Bulliish | long | 9/3/2024 | -300 | Hard stop should have filled on gap down at $61, I filled at $60.43 as I apparently cancelled my hard stop | |||||
| Equities | VLO | 8/20/2024 | 137 | 1.0 | Bearish | Short | 9/10/2024 | -138 | Sold 13Sep24 1535P as part of Diag | |||||
| Equities | VLO | 8/20/2024 | 710 | 1.0 | Bearish | long | 9/10/2024 | 680 | Bought the 20Sep24 147P as part of diag | |||||
| Fixed Income | PEP | 8/20/2024 | 805 | 1.0 | Bullish | Long | 9/11/2024 | 25 | Bought the 18Oct24 170C will sell calls later | |||||
| Fixed Income | NLY | 8/21/2024 | 24 | 2.0 | Bullish | short | 9/16/2024 | 20 | Sold the 20Sep24 20.5C as part of CC | |||||
| Fixed Income | MO | 8/13/2024 | 50.02 | 100.0 | Bullish | Long | 9/17/2024 | 131 | Long stock and buy write covered call. Basis adjusted down to reflect the $1.02 dividend paid on 09/16 | |||||
| Fixed Income | XLP | 8/27/2024 | 225 | 2.0 | Bullish | long | 9/30/2024 | 382 | Rolled XLP long call to 27Sep24 81C | |||||
| Commodities | NLY | 8/21/2024 | 19.5 | 200.0 | Bullish | Long | 40 | 10/1/2024 | 30 | placed a buy write for a high div stock, basis adjusted for dividend | ||||
| Equities | XLU | 8/6/2024 | 73.35 | 100.0 | bullish | long | 55 | 24 | 4050 cross, leave stop lower until we resolve to the upside | |||||
| Equities | XLP | 8/27/2024 | 72 | 2 | Bullish | short | 9/4/2024 | 32 | Rolled xlp short call to 13Sep24 83.50C | |||||
| Equities | PEP | 8/30/2024 | 88 | 1 | Bullish | Short | 9/4/2024 | -277 | Sold call against pep 20Sep24 175C | |||||
| Equities | MO | 8/30/2024 | 47 | 1 | Bullish | Long | 9/16/2024 | -4 | Rolled the long put out a week and up to 20Sep24 52P | |||||
| Equities | XLY | 9/3/2024 | 168 | 5 | Bearish | Short | 9/11/2024 | -275 | Created a Short call vertical 20Sep24 189C short | |||||
| Equities | XLY | 9/3/2024 | 134 | 5 | Bearish | Long | 9/11/2024 | 210 | short call vertical 20Sep24 190C long | |||||
| Equities | C | 9/3/2024 | 435 | 1 | Bearish | Long | 9/11/2024 | 350 | Bearish Diag Long 18Oct24 65P | |||||
| Equities | C | 9/3/2024 | 72 | 1 | Bearish | Short | 9/11/2024 | -159 | Bearish Diag short 27Sep24 59P | |||||
| Equities | TSM | 9/3/2024 | 315 | 1 | Bearish | short | 9/26/2024 | -1430 | Short Call vertical short 27Sep24 170C | |||||
| Equities | TSM | 9/3/2024 | 195 | 1 | Bearish | Long | 9/26/2024 | 1050 | Short call vertical long 27Sep24 175C | |||||
| Fixed Income | XLU | 9/3/2024 | 81 | 1 | Bullish | Short | 9/16/2024 | -142 | Rolled short call to 20Sep24 77C | |||||
| Equities | PEP | 9/4/2024 | 167 | 1 | Bullish | Short | 9/11/2024 | 77 | Rolled short call up and out to 27Sep24 180C | |||||
| Equities | XLP | 9/4/2024 | 64 | 1 | Bullish | Short | 9/30/2024 | 64 | Rolled short call up and out to 27Sep84C | |||||
| Equities | MO | 9/5/2024 | 25 | 1 | Bullish | Short | 9/13/2024 | 25 | Sold a call and let it expire worthless | |||||
| Commodities | VLO | 9/10/2024 | 194 | 1 | Bearsh | Short | 9/19/2024 | 185 | Rolled short put to 20Sep24 131P | |||||
| Commodities | VLO | 9/10/2024 | 615 | 1 | Bearish | Long | 9/19/2024 | -394 | Rolled the long put out to 27Sep24 138P for a big credit | |||||
| Equities | C | 9/11/2024 | 370 | 1 | Bearish | Long | 10/018/24 | -370 | Rolled long put to 18Oct24 60P | |||||
| Equities | C | 9/11/2024 | 104 | 1 | Bearish | Short | 9/19/2024 | 93 | Rolled short put to 4Oct24 56P | |||||
| Equities | KRE | 9/11/2024 | 365 | 1 | Bearish | Long | 10/10/2024 | -253 | Bought a bearish diagonal Long Put at 11Oct24 57P | |||||
| Equities | KRE | 9/11/2024 | 79 | 1 | Bearish | Short | 9/27/2024 | 74 | Bearish Diag Short put 27Sep24 52.50P | |||||
| Fixed Income | XLU | 9/16/2024 | 78 | 1 | Bullish | Short | 10/1/2024 | -145 | Rolled CC to 11Oct24 79.50C | |||||
| Fixed Income | NLY | 9/16/2024 | 28 | 1 | Bullish | Short | 10/1/2024 | 25 | Rolled CC to 4Oct24 20.50C rolled for time | |||||
| Fixed Income | NLY | 9/26/2024 | 41 | 2 | Bullish | Long | 9/30/2024 | -42 | Bought a protective put on NLY 11Oct24 20P | |||||
| Fixed Income | XLU | 10/1/2024 | 90 | 1 | Bullish | Short | 10/11/2024 | 88 | Rolled short call to 18Oct24 82C | |||||
| Fixed Income | IEF | 10/1/2024 | 98.4 | 100 | Bullish | Long | 10/8/2024 | -241 | Stop triggered afte4 4050 cross | |||||
| Commodities | XLE | 10/1/2024 | 89.65 | 100 | Bullish | Long | 10/15/2024 | 3 | Buying long stock on 40 50 cross | |||||
| Equities | C | 9/25/2024 | 70 | 1 | Bearish | Short | 10/9/2024 | 67 | closed short put for a profit | |||||
| Equities | HPQ | 10/9/2024 | 36.54 | 200 | Bullish | Long | 10/22/2024 | -68 | We got stopped out of the long position after collecitng premium on calls | |||||
| Equities | HPQ | 10/21/2024 | 42 | 2 | Bullish | Short | 10/22/2024 | 16 | we closed the 15Nov24 38C on a stop loss trigger | |||||
| Equities | AMAT | 10/9/2024 | 1485 | 1 | Bullish | Long | -1314 | This is a vertical spread 1Nov24 195C | ||||||
| Equities | AMAT | 10/9/2024 | 640 | 1 | Bullish | Short | 613 | Short side of vertial spread 1Nov24210C | ||||||
| Equities | PFE | 10/9/2024 | 30.17 | 200 | Bullish | long | 10/25/2024 | -318 | Bought the stock and selling calls after | |||||
| Equities | PFE | 10/11/2024 | 47 | 2 | Bullish | Short | 10/25/2024 | 66 | Sold 1Nov24 30C as covered call, Stopped out | |||||
| Equities | KRE | 9/25/2024 | 101 | 1 | Bearish | Short | 10/10/2024 | 94 | Sold 11Oct24 55P against long put | |||||
| Fixed Income | XLU | 10/22/2024 | 100 | 1 | Bullish | Short | 0 | Sold 8Nov24 82.50C against long stock | ||||||
| Commodities | XLE | 10/11/2024 | 102 | 1 | Bullish | Short | 10/15/2024 | 81 | Sold call against stock 1Nov24 96C | |||||
| Equities | XLP | 10/14/2024 | 81.86 | 100 | Bullish | Long | 0 | Buying stock to sell calls against later | ||||||
| Equities | XLP | 10/21/2024 | 55 | 1 | Bullish | Short | 0 | Sold 15No24 83C against long stock | ||||||
| Equities | KR | 10/25/2024 | 57.6 | 200 | Bullish | Long | 0 | Bought stock on BB and will sell calls and collect dividend |